Jed Philip Kaplan, Kaplan and Co. Securities Inc. & Jim Pugh ScamVent Colt Ledger › Forums › Scams and Fraud › Other Scams / Fraud › Jed Philip Kaplan, Kaplan and Co. Securities Inc. & Jim Pugh Tagged: 2003 Alabama, Florida This topic contains 0 replies, has 1 voice, and was last updated by svadmin 4 years ago. Viewing 1 post (of 1 total) Author Posts March 21, 2014 at 6:34 pm #38192 svadminMember Our research into Jed Philip Kaplan has turned up one or more ‘red flags’ or violations involving both the Jed Philip Kaplan and the individuals Kaplan and Co. Securities Inc., and Jim Pugh. These violations, not the violators, have, in the past, been associated with other individuals/companies involved in alleged State and Federal securities and criminal violations and/or fraud. Some of the ‘red flags‘ include: A Cease and Desist Order issued by the Alabama Securities Comission – http://www.asc.state.al.us/Orders/2003/CD-2003-0014.pdf If you have had any experience with this company or individuals, pro or con, please login or register and make your reply below to comment regarding your experience. The above statement and/or violations should not be considered as an accusation against the company or individuals cited. Everyone is considered innocent until proven otherwise in a legal forum. If you are interested in more information regarding these violations, please contact us. Author Posts Viewing 1 post (of 1 total) You must be logged in to reply to this topic.